CUSTOMER COMPLIANCE MANAGEMENT

Create a Structure 
Input Initial Identification Data
Associate Actions
Collect 
Information
Audit
Associate Documents
5. Associate Documents

Below illustrates other aspects of the CCM AML | CTF function, related in this case to Arthur Taylor.

This illustrates relevant folders for each element of the AML | CTF process. Each folder would capture all relevant documentation, email correspondence, meeting attendance notes and key decisions. Compliance data is therefore easily accessed in the event of an internal or external audit assessment, and during ongoing client monitoring and administration.

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